Market Makers

		10b5 Plan
		10-KSB Development Questionnaire
		8 Tips To Speed the Process of Going Public
		Accounting & Edgar Changes: Foreign Issuers
		Acquisition Financing
		Advisory Team
		American Depository Receipts
		Analysis of Financial Statements
		Audit Committee
		Auditor and Director Independence per the Sarbanes-Oxley Act
		Avoiding Business Plan Mistakes
		Avoiding the Fraud Bureau
		Board of Directors Analysis
		Bridge Over Troubled Water: The in’s and out’s of Bridge Loans
		Business Combination Accounting
		Business Plan Development Guide
		Capitalization Process and Model
		Certification Rule 302
		Chief Financial Officer (CFO)
		Convertible Promissory Note
		Convertible Securities - Death Spiral?
		Cross Border IPOs
		Current Trends in Financings and Transactions
		D&O Insurance
		Decisions, decisions, decisions: Making Good Decisions about Important Issues during Your Company’s IPO
		Deregistration: Form 15
		Developing Financial Projections
		Due Diligence List
		Employee Benefits - Stock Options & Incentive Plans
		Equity Buy-Backs
		Equity Research Efficiency
		Exit Strategies: Proactive vs. Reactive
		Fairness Opinion or Valuation: Does one size fit all
		Financial Fraud: Big League vs. Little League
		Financial Techniques to Raise Capital
		Foreign Issuer BOD & SOX Compliance
		Going Private: How does it work?
		Good Reasons to Sell a Great Company
		Hart Scott Changes Impact FPIs
		How Can My Company Trade on the US Markets?
		How can the OTCBB be used as a Stepping Stone to the AMEX and NASDAQ?
		How to Establish a Market Salient Price for your Company
		How to Get Your Company in Shape to be Sold for the Highest Price Possible
		How to Research Your Management or Director’s Background
		Independent Director
		Interest on Stock Certificates
		Investor and Shareholder Protection
		Job Ain’t Over Til The Paperwork is Done
		Listing on the Pink Sheets Through 144(k)
		Lock Up Agreement
		Making Your Company SOXable: High-Impact Opportunities for Small Cap Companies
		Management Bandwidth for the IPO
		Management Discussion and Analysis
		Market Makers
		Marshalling the Forces: The Lineup Card
		Maximizing the Price When Selling a Company
		Merger & Acquisition Process
		Metrics: Non-numerical Critical Success Factors in Pre-public Companies
		Naked Short Selling
		NASDAQ / AMEX Comparison
		Negotiating and Closing
		New Rulings Pertaining to Items 11 and 12 of Form 8-K
		Note Purchase Agreement
		Numbers Don't Lie: What Financial Statements Really Say About a Company
		Officers & Directors Disclosure
		OTCBB a Great 20F Destination
		Overview of the M&A Process
		Pitching a VC
		Policies: Preparing for the “fillet”
		Preferred Stock
		Preparing to Operate in “Stealth” Mode
		Primer on Pricings of IPO’s
		Profit vs. Cash Flow: Healthy profits but anemic – Diagnosis is money squeeze.
		Public to Private: Current Market Trends
		Regulation 14E
		Regulation FD
		Regulation S
		Requiring Small Businesses to Expense Stock Options
		Research Effects on Community Bank Price Coverage
		Reverse Split
		Rule 13D
		Rule 144A: The Basics
		Rules, Rules: To Err is Human; to Forgive, Divine -- Not Characteristic of Regulators.
		S-8 Incentive Compensation
		Sarbanes-Oxley Act
		Sarbanes-Oxley and Antifraud: Does Section 404 Help Small Companies?
		Sarbanes-Oxley: A Brush Stroke
		SB2 Filing Package
		SEC Filing Schedule
		Separation & Release
		Setting up an Advisory Board
		Sourcing Deals in Today’s Market: Financial Buyers
		SOX 301 & OTC Stocks: A Look at SOX for Small Businesses
		SOX 404 and the Small Company: Planning for Compliance
		SOX 404 and the Small Company: Working with the COSO Framework
		SOX 404: A Primer
		SOX and Technology: Transferring the Burden of Compliance
		Standard & Poor's Market Access Program
		The Affordable IPO Alternative
		The Best Offense is a Good Defense: Due Diligence Defense
		The Corporate Compliance Package
		The 'Hows' and 'Whys' of Structuring M&A Transactions
		The Importance of Compliance for SBIs
		The Kitchen Sink: Miscellaneous Operational/Engineering Concerns
		The Pink Sheets
		The Proxy Process
		The Realities of the Google IPO
		The Sarbanes-Oxley Act: Code of Ethics and Audit Committee Requirements
		The Sarbanes-Oxley Act: Executive Responsibility
		The Spin Zone
		Think Like a Banker -- Collateral Assessment
		Trading OTCBB: Understanding the Landscape
		Valuation Techniques
		Value Indicators for Intangible Oriented Companies
		Valuing a Public to Private Deal
		What is the “E” All About